Amy Betts has been with BEAM Wealth Advisors since 2012 and serves as the firm’s Chief Compliance Officer. With more than 30 years of experience in financial services compliance and regulatory consulting, she oversees the firm’s compliance program, risk management initiatives, regulatory oversight, advisor supervision, and operational compliance framework.
Throughout her career, Amy has provided compliance and regulatory guidance to insurance companies, agencies, broker-dealers, and registered investment advisory firms. Her expertise includes regulatory consulting, risk management, compliance reviews, staff development, and training programs. Amy has served on broker-dealer and advisory leadership councils, collaborating with industry professionals on compliance, supervisory, and practice management initiatives. In recognition of her contributions to the profession, she was named a 2021 Distinguished Principal by Securities America. She has also worked with leading financial institutions and insurance organizations including Pacific Life, Protective Life, American General, Bank of America, and Wachovia Securities.
Prior to joining BEAM, Amy served as First Vice President of Compliance and Independent Consulting Services at Mutual Service Corporation, where she managed compliance professionals and led the development of an advisory consulting and support platform serving more than 50 independent advisory firms.
Known for her practical approach to compliance, Amy is passionate about helping advisors and staff navigate complex regulatory requirements while supporting a culture of integrity, accountability, and client-first service. She holds a Bachelor of Science in Accounting from Florida Atlantic University. Amy resides in Denver with her husband, Philip, and their two children. When she’s not working, she enjoys exploring Colorado’s outdoors, hiking, attending Zumba classes, and maintaining an active lifestyle.
